Sarbanes-Oxley Update - Accounting Risk Assessment considerations - 20 years later
Total Credits: 1.8 including 1.8 Accounting - Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Accounting and Auditing
- Speaker:
- Lynn Fountain
- Course Levels:
- Update
- Duration:
- 1.8 Hours
- License:
- Expires 30 day(s) after program date.
Description
It's been 20 years and counting since the Sarbanes-Oxley legislation was passed. In theory the legislative requirements outlined are still in place. Although the requirements haven't changed, time has changed and as a result, execution of the processes has most likely changed.
Basic Course Information
Learning Objectives- Review concepts of SOX process
- Review Accounting Risk Assessment factors per AS5
- Consider changes required to Accounting Risk Assessment and considerations of SAS 145
- Consider impact of evolving issues
- The impact of technology
- Impact of critical audit matters
- The impact of ESG
- Review a six-step process to executing an accounting risk assessment
Major Subjects
- Sarbanes-Oxley
- Accounting Risk Assessment
Course Materials
| Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (442.7 KB) | Available after Purchase | ||
| Sarbanes-Oxley Update - Accounting Risk Assessment considerations Handout (538.9 KB) | Available after Purchase | ||
| Terms (19 KB) | Available after Purchase | ||
Speaker
Lynn Fountain Related Seminars and Products
Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.
Dates
|
Tue, Jun 10, 2025 - 1:00 PM to 2:37 PM EDT
|
|
Thu, Jun 19, 2025 - 5:00 PM to 6:37 PM EDT
|
|
Thu, Jul 10, 2025 - 1:00 PM to 2:37 PM EDT
|
|
Sat, Jul 19, 2025 - 5:00 PM to 6:37 PM EDT
|
|
Mon, Aug 11, 2025 - 1:00 PM to 2:37 PM EDT
|
|
Tue, Aug 19, 2025 - 5:00 PM to 6:37 PM EDT
|
|
Wed, Sep 10, 2025 - 1:00 PM to 2:37 PM EDT
|
|
Fri, Sep 19, 2025 - 5:00 PM to 6:37 PM EDT
|
|
Fri, Oct 10, 2025 - 1:00 PM to 2:37 PM EDT
|
|
Mon, Oct 20, 2025 - 5:00 PM to 6:37 PM EDT
|
|
Mon, Nov 10, 2025 - 1:00 PM to 2:37 PM EST
|
|
Wed, Nov 19, 2025 - 5:00 PM to 6:37 PM EST
|
|
Wed, Dec 10, 2025 - 1:00 PM to 2:37 PM EST
|
|
Fri, Dec 19, 2025 - 5:00 PM to 6:37 PM EST
|
|
Sat, Jan 10, 2026 - 1:00 PM to 2:37 PM EST
|
|
Mon, Jan 19, 2026 - 5:00 PM to 6:37 PM EST
|
|
Tue, Feb 10, 2026 - 1:00 PM to 2:37 PM EST
|
|
Thu, Feb 19, 2026 - 5:00 PM to 6:37 PM EST
|
|
Tue, Mar 10, 2026 - 1:00 PM to 2:37 PM EDT
|
|
Thu, Mar 19, 2026 - 5:00 PM to 6:37 PM EDT
|
|
Fri, Apr 10, 2026 - 1:00 PM to 2:37 PM EDT
|
|
Mon, Apr 20, 2026 - 5:00 PM to 6:37 PM EDT
|
|
Mon, May 11, 2026 - 1:00 PM to 2:37 PM EDT
|
|
Tue, May 19, 2026 - 5:00 PM to 6:37 PM EDT
|
|
Wed, Jun 10, 2026 - 1:00 PM to 2:37 PM EDT
|
|
Fri, Jun 19, 2026 - 5:00 PM to 6:37 PM EDT
|
Additional Info
Basic Course Information
Prerequisites Knowledge of Sarbanes-OxleyAdvanced Preparation Knowledge of Sarbanes-Oxley
Designed For
Accountants, Internal and External Auditors, Finance Professionals
Original Recording Date 05/2025
Yellow Book No
Course Developer Lynn Fountain, CPA, CGMA, CRMA, cPIA, MBA
Date Added to Catalog 05/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.