Sarbanes Oxley - Sourcing Emerging Risks- 20 years later - Part 1
Total Credits: 1.6 including 1.5 Accounting - Technical, 1.6 Accounting - Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Accounting and Auditing
- Speaker:
- Lynn Fountain
- Course Levels:
- Update
- Duration:
- 1.6 Hours
- License:
- Expires 30 day(s) after program date.
Description
Emerging risks seem to be an issue for all business processes these days. It's been 20 years and counting since the Sarbanes-Oxley legislation was passed. In theory the legislative requirements outlined are still in place. Although the requirements haven't changed, time has changed and as a result, execution of the processes has most likely changed. However, it would be amiss to not recognize that the passage of time has changed our world. Think of various events such as economic change, technological evolution, the pandemic etc. These are just a few of the changes that may have impacted the manner in which we execute some of the processes outlined in the SOX legislation.
Basic Course Information
Learning Objectives- Review of risk sourcing concepts
- Evaluating third-party risks
- Understanding the impact of SOC reporting
- Evaluating cybersecurity risks
- Evaluating economic risks
- Assessing PCAOB updated standards
- Examining ITGC, data analytics and the power of technology
- Assessing other risks
Major Subjects
- Sarbanes-Oxley
- Accounting Risk Assessment
Course Materials
| Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (442.7 KB) | Available after Purchase | ||
| Sarbanes Oxley - Sourcing Emerging Risks- 20 years later - Part 1 Handout (510.9 KB) | Available after Purchase | ||
| Terms (17.6 KB) | Available after Purchase | ||
Speaker
Lynn Fountain Related Seminars and Products
Lynn Fountain has over 45 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.
Dates
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Wed, Jun 11, 2025 - 11:00 AM to 12:26 PM EDT
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Fri, Jun 20, 2025 - 2:00 PM to 3:26 PM EDT
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Fri, Jul 11, 2025 - 11:00 AM to 12:26 PM EDT
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Mon, Jul 21, 2025 - 2:00 PM to 3:26 PM EDT
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Mon, Aug 11, 2025 - 11:00 AM to 12:26 PM EDT
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Wed, Aug 20, 2025 - 2:00 PM to 3:26 PM EDT
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Thu, Sep 11, 2025 - 11:00 AM to 12:26 PM EDT
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Sat, Sep 20, 2025 - 2:00 PM to 3:26 PM EDT
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Sat, Oct 11, 2025 - 11:00 AM to 12:26 PM EDT
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Mon, Oct 20, 2025 - 2:00 PM to 3:26 PM EDT
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Tue, Nov 11, 2025 - 11:00 AM to 12:26 PM EST
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Thu, Nov 20, 2025 - 2:00 PM to 3:26 PM EST
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Thu, Dec 11, 2025 - 11:00 AM to 12:26 PM EST
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Sat, Dec 20, 2025 - 2:00 PM to 3:26 PM EST
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Mon, Jan 12, 2026 - 11:00 AM to 12:26 PM EST
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Tue, Jan 20, 2026 - 2:00 PM to 3:26 PM EST
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Wed, Feb 11, 2026 - 11:00 AM to 12:26 PM EST
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Fri, Feb 20, 2026 - 2:00 PM to 3:26 PM EST
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Wed, Mar 11, 2026 - 11:00 AM to 12:26 PM EDT
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Fri, Mar 20, 2026 - 2:00 PM to 3:26 PM EDT
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Sat, Apr 11, 2026 - 11:00 AM to 12:26 PM EDT
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Mon, Apr 20, 2026 - 2:00 PM to 3:26 PM EDT
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Mon, May 11, 2026 - 11:00 AM to 12:26 PM EDT
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Wed, May 20, 2026 - 2:00 PM to 3:26 PM EDT
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Thu, Jun 11, 2026 - 11:00 AM to 12:26 PM EDT
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Sat, Jun 20, 2026 - 2:00 PM to 3:26 PM EDT
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Additional Info
Basic Course Information
Prerequisites Knowledge of Sarbanes-OxleyAdvanced Preparation Knowledge of Sarbanes-Oxley
Designed For
Accountants, Internal and External Auditors, Finance Professionals
Original Recording Date 05/2025
Yellow Book No
Course Developer Lynn Fountain, CPA, CGMA, CRMA, cPIA, MBA
Date Added to Catalog 05/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.