Audit Analysis: Third-Party Risks & SOC Reporting
Total Credits: 1 including 1 Auditing- Technical
- Average Rating:
- 33
- Categories:
- Partner Produced | Accounting and Auditing
- Speakers:
- Sarah Pavelek | Dan Paulson
- Course Levels:
- Overview
- Duration:
- 1 Hour
- License:
Description
The use of third-party services continues to increase. The ability to gain assurance over internal controls when using these third-party services is critical. Compare and contrast third party controls as they apply to software as a service, specifically with regards to the user-controlled risk and cloud-based programs.
Basic Course Information
Learning Objectives- Compare and contrast third party controls as they apply to software as a service
Major Subjects
- Third party trends
- COIVD-19 changes
- Risks of using third parties
- Third party controls
- How do you gain assurance?
Course Materials
| Important CPA Credit Instructions READ BEFORE WEBCAST UPDATED (487.5 KB) | Available after Purchase | ||
| Audit Analysis Third-Party Risks & SOC Reporting Handout (2.9 MB) | Available after Purchase | ||
Speaker
Sarah Pavelek Related Seminars and Products
Sarah has over twenty years of cybersecurity consulting experience in a number of industries, including technology, service, insurance, financial institution, and healthcare. Sarah is one of the leaders in the System and Organization Controls (SOC) practice and her experience includes SOC readiness assessments & examinations, Microsoft Data Protection Requirements (DPR) assessments, IT risk assessments, IT audits, application security controls reviews, privacy assessments (GLBA, HIPAA Security), HITRUST, and Sarbanes-Oxley 404 IT compliance reviews. Sarah has a BS in Accounting from the University of Alabama (Summa Cum Laude) with a minor in Computer Science. Sarah is Certified in Risk and Information Systems Control (CRISC), Information Systems Security (CISSP), and is a HITRUST Certified CSF Practitioner (CCSFP). She is a member of the Information Systems Audit & Control Association (ISACA) and the International Information Systems Security Certification Consortium (ISC)². She has also achieved the Advanced SOC for Service Organizations Certificate from the AICPA. Sarah has presented on cybersecurity related topics in various white papers, newsletters, TV outlets, webinars, and conferences.
Dan Paulson Related Seminars and Products
Dan has over seven years of information security, control and IT audit experience in a number of industries including cloud services, financial institutions, healthcare, insurance, and manufacturing. Dan’s experience includes SOC 1, 2, and 3 examinations and SOC readiness assessments, ISO 27001 Certification Audits, Microsoft Data Protection Requirements (DPR) assessments, IT risk assessments, IT audits, security & privacy assessments (GDPR, HIPAA/HITECH), and Sarbanes-Oxley 404 IT compliance reviews. Dan holds a Bachelor of Arts degree in Political Science from Ohio State University and a Master of Accounting degree from Southern Illinois University. Dan is a Certified Information System Security Practitioner (CISSP), a Certified Information Systems Auditor (CISA), a Qualified Security Assessor (QSA), and an ISO 27001 Lead Auditor. Dan is a member of the Information Systems Audit & Control Association (ISACA) and (ISC) 2.
Additional Info
Basic Course Information
PrerequisitesNone
Advanced Preparation
None
Designed For
CPAs, auditors and accounting personnel
Original Recording Date
2022
Yellow Book
No
Course Developer
MICPA
Date Added to Catalog
03/21/2022
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.
Reviews
| 5 |
|
| 4 |
|
| 3 |
|
| 2 |
|
| 1 |
|